SBIR-STTR Award

PhytoSERM for Menopausal Hot Flashes and Sustained Brain Health
Award last edited on: 2/16/2024

Sponsored Program
SBIR
Awarding Agency
NIH : NIA
Total Award Amount
$2,536,705
Award Phase
2
Solicitation Topic Code
866
Principal Investigator
John Rinehart

Company Information

Neutherapeutics LLC

2222 East Drachman Street
Tucson, AZ 85719
   (520) 549-1038
   N/A
   www.neutherapeutics.com
Location: Single
Congr. District: 07
County: Pima

Phase I

Contract Number: 1R44AG078102-01A1
Start Date: 9/30/2022    Completed: 8/31/2024
Phase I year
2022
Phase I Amount
$1,337,363
Women are at greater life-time risk for Alzheimer's disease (AD). One potential factor contributing to greater life-time risk of AD is the midlife menopausal endocrine aging transition when multiple AD risk conditions can emerge and which are consistent with prodromal / preclinical features of the disease. While estrogen or hormone therapy administered when menopausal women are symptomatic could reduce risk of AD, the fear of breast cancer leads many women to forego this approach. An innovative alternative to estrogen therapy is to target estrogen action in brain while avoiding estrogen-associated proliferation in breast tissue. To achieve that goal, we propose Phase 2 clinical development of "PhytoSERM", a selective estrogen receptor beta (ERß) modulator that promotes estrogenic action through ERß in brain while inhibitory in reproductive tissue. PhytoSERM is a rationally designed formulation of 3 phytoestrogens (each are Generally Recognized as Safe by the FDA). Our earlier NIA supported PhytoSERM Phase 1b/2a clinical trial determined that PhytoSERM was safe and well-tolerated, exhibited predictive pharmacokinetics in peri- and postmenopausal women and identified responder phenotype (https://clinicaltrials.gov/ct2/show/NCT01723917). Proposed herein is a Phase 2, double-blind, parallel-group, randomized, placebo-controlled clinical trial with an open-label extension to determine efficacy of PhytoSERM in symptomatic peri- and post-menopausal women. Primary objectives are to determine the efficacy of PhytoSERM to alleviate menopausal symptoms, mainly hot flashes. Secondary objectives are to evaluate the effect of PhytoSERM on: 1) cognitive function, 2) sleep disturbances, and 3) non-neurologic menopausal symptoms, including bone mineral density and body composition. Tertiary objectives are to determine impact of PhytoSERM on blood-based AD biomarkers. This Phase 2 PhytoSERM clinical trial addresses multiple strategic directions of the National Institutes on Aging's 2020-2025: Aging Well in the 21st Century ref Specifically, Goal C-3 to: "Develop effective interventions to maintain health, well-being, and function and prevent or reduce the burden of age-related diseases" and "Conduct clinical studies / translation of new interventions to the clinical setting." Goal D-4: Translate basic discovery into effective treatment and/or prevention strategies for AD/ADRD and" Goal F-4: Support research on women's health." PhytoSERM clinical trial also contributes to achieving the National Alzheimer's Disease Act (NAPA) to effectively prevent and treat AD by 2025 Goal 1B. PhytoSERM addresses a critical unmet need in women's health to reduce risk of Alzheimer's in later life.

Public Health Relevance Statement:
PROJECT NARRATIVE Women are at greater lifetime risk for Alzheimer's disease (AD). One potential contributing factor is the midlife neuroendocrine aging transition. PhytoSERM addresses a critical unmet need in women's health for an alternative hormone therapy that is both safe and efficacious for menopausal symptoms and to reduce risk of AD later in life.

Project Terms:
aberrant sleep; disrupted sleep; disturbed sleep; impaired sleep; irregular sleep; sleep disruption; sleep dysregulation; Protein Isoforms; Intervention; Participant; Prevention strategy; Modeling; Perimenopause; response; Hot flushes; reproductive; Estrogen Receptor beta; Animal Model; Toxic effect; Selective Estrogen Receptor Modulators; Cell Body; pharmacokinetics and pharmacodynamics; ages; advanced age; elders; geriatric; late life; later life; older adult; Formulation; older person; senior citizen; Bone Mineral Density; rational design; Brain Nervous System; Encephalon; Blood Reticuloendothelial System; Breast Cancer; malignant breast tumor; Alzheimer's disease related dementia; Alzheimer's disease biomarker; Clinical Study; Alternative Health; clinical development; lipidomics; AD dementia; Alzheimer; Alzheimer Type Dementia; Alzheimer disease; Alzheimer sclerosis; oral supplementation; randomized placebo-controlled clinical trial; Alzheimer syndrome; Alzheimer's; Alzheimer's disease dementia; Alzheimers Dementia; Alzheimers disease; Primary Senile Degenerative Dementia; dementia of the Alzheimer type; primary degenerative dementia; senile dementia of the Alzheimer type; associated symptom; safety and feasibility; brain health; blood-based biomarker; estrogenic; Therapy Clinical Trials; Cognitive; Perimenopausal; peri-menopausal; peri-menopause; National Institute on Aging; preventing; Symptoms; interventional strategy; Intervention Strategies; critical period; Outcome; effective intervention; Mammary Gland Parenchyma; treatment strategy; effective therapy; Biological Markers; Vasomotor; neuronal survival; Small Business Innovation Research Grant; Breast Cancer Risk Factor; age related; Alzheimer's disease risk; neurotoxicity; Alzheimer's disease model; lifetime risk; Goals; Health; Glucose; Alzheimer's Disease; Age; Genotype; Elderly; Aging; Metabolism; Menopause; precision medicine; soy; open label; pre-clinical; innovation; Clinical Research; Clinical Trials; Cognition; aged; Plants; Development; Night Sweating; Estrogens; Neuronal Plasticity; Neurosecretory Systems; Isoflavones; Blood; Brain; Breast; malignant breast neoplasm; Body Composition; Bone Density; Hormones; Disease; Double-Blind Method; middle age; mortality; Mitochondria; Phytoestrogens; Risk; Research; Rodent Diseases; Research Support; Safety; Uterus; Woman; Personal Satisfaction; Drug Kinetics; Fright; Women's Health; Female; Phenotype; Cells; Exhibits; Legal patent; Pathology; effective treatment; AD model; alzheimer model; developmental; Sleep disturbances; equol; Time; Translating; Translations; Tissues; Genistein; daidzein; precision-based medicine; Estrogenic Agents; Estrogenic Compounds; breast cancer risk; bio-markers; biologic marker; biomarker; open label study; preclinical; National Institute of Aging; age dependent; Alzheimer risk factor; alzheimer risk; ERbeta; ERß; Estrogen Receptor ß; neuron toxicity; neuronal toxicity; Breast Tissue; Mammary Gland Tissue; SBIR; Small Business Innovation Research; innovate; innovative; oral supplement; co-morbid symptom; co-occuring symptom; comorbid symptom; concurrent symptom; cooccuring symptom; symptom association; symptom comorbidity; blood-based marker; life-time risk; Preventative strategy; Preventive strategy; Toxicities; model of animal; model organism; hot flash; Endocrine Therapy; Hormonal Therapy; estrogen treatment; treated with estrogen; treatment with estrogen; SERMs; Isoforms; Animal Models and Related Studies; Double-Blind Study; Double-Blinded; Double-Masked Method; Double-Masked Study; Female Health; 4',7-Dihydroxyisoflavone; diadzein; Neurological; Genestein; Genisteol; Prunetol; Post-Menopause; Post-menopausal Period; Postmenopausal Period; post-menopausal; postmenopausal; Phyto-Estrogen; Therapeutic Estrogen; Endocrine Gland Secretion; Therapeutic Hormone; mid life; mid-life; middle aged; midlife; Intermediary Metabolism; Metabolic Processes; mitochondrial; CNS plasticity; central nervous system plasticity; neural plasticity; neuroplastic; neuroplasticity; Neuroendocrine; Neuroendocrine System; Fear; Estrogen Therapy; Life; Endocrine; hormone therapy; Inflammatory; Patents; well-being; wellbeing; Pharmacokinetics; Disorder; D-Glucose; Dextrose; Postmenopause; Frequencies; PK/PD; Therapeutic; Severities; Metabolic; Neurologic; Chronic; Clinical; base; cognitive function; Phase; Menopausal Symptom; AD related dementia; ADRD; Alzheimer related dementia; Alzheimer's biomarker; Alzheimer's disease biological marker; Alzheimer's biological marker; prevent; Address; Dose; womb; Body Tissues

Phase II

Contract Number: 5R44AG078102-02
Start Date: 9/30/2022    Completed: 8/31/2024
Phase II year
2023
Phase II Amount
$1,199,342
Women are at greater life-time risk for Alzheimer's disease (AD). One potential factor contributing to greater life-time risk of AD is the midlife menopausal endocrine aging transition when multiple AD risk conditions can emerge and which are consistent with prodromal / preclinical features of the disease. While estrogen or hormone therapy administered when menopausal women are symptomatic could reduce risk of AD, the fear of breast cancer leads many women to forego this approach. An innovative alternative to estrogen therapy is to target estrogen action in brain while avoiding estrogen-associated proliferation in breast tissue. To achieve that goal, we propose Phase 2 clinical development of "PhytoSERM", a selective estrogen receptor beta (ERß) modulator that promotes estrogenic action through ERß in brain while inhibitory in reproductive tissue. PhytoSERM is a rationally designed formulation of 3 phytoestrogens (each are Generally Recognized as Safe by the FDA). Our earlier NIA supported PhytoSERM Phase 1b/2a clinical trial determined that PhytoSERM was safe and well-tolerated, exhibited predictive pharmacokinetics in peri- and postmenopausal women and identified responder phenotype (https://clinicaltrials.gov/ct2/show/NCT01723917). Proposed herein is a Phase 2, double-blind, parallel-group, randomized, placebo-controlled clinical trial with an open-label extension to determine efficacy of PhytoSERM in symptomatic peri- and post-menopausal women. Primary objectives are to determine the efficacy of PhytoSERM to alleviate menopausal symptoms, mainly hot flashes. Secondary objectives are to evaluate the effect of PhytoSERM on: 1) cognitive function, 2) sleep disturbances, and 3) non-neurologic menopausal symptoms, including bone mineral density and body composition. Tertiary objectives are to determine impact of PhytoSERM on blood-based AD biomarkers. This Phase 2 PhytoSERM clinical trial addresses multiple strategic directions of the National Institutes on Aging's 2020-2025: Aging Well in the 21st Century ref Specifically, Goal C-3 to: "Develop effective interventions to maintain health, well-being, and function and prevent or reduce the burden of age-related diseases" and "Conduct clinical studies / translation of new interventions to the clinical setting." Goal D-4: Translate basic discovery into effective treatment and/or prevention strategies for AD/ADRD and" Goal F-4: Support research on women's health." PhytoSERM clinical trial also contributes to achieving the National Alzheimer's Disease Act (NAPA) to effectively prevent and treat AD by 2025 Goal 1B. PhytoSERM addresses a critical unmet need in women's health to reduce risk of Alzheimer's in later life.

Public Health Relevance Statement:
PROJECT NARRATIVE Women are at greater lifetime risk for Alzheimer's disease (AD). One potential contributing factor is the midlife neuroendocrine aging transition. PhytoSERM addresses a critical unmet need in women's health for an alternative hormone therapy that is both safe and efficacious for menopausal symptoms and to reduce risk of AD later in life.

Project Terms:
ages; Age; advanced age; elders; geriatric; late life; later life; older adult; older person; senior citizen; Elderly; Aging; AD dementia; Alzheimer Type Dementia; Alzheimer disease dementia; Alzheimer sclerosis; Alzheimer syndrome; Alzheimer's; Alzheimers Dementia; Primary Senile Degenerative Dementia; primary degenerative dementia; senile dementia of the Alzheimer type; Alzheimer's Disease; Blood; Blood Reticuloendothelial System; Body Composition; Bone Density; Bone Mineral Density; Brain; Brain Nervous System; Encephalon; Breast; malignant breast neoplasm; Breast Cancer; malignant breast tumor; Clinical Research; Clinical Study; Clinical Trials; Cognition; Disease; Disorder; Double-Blind Method; Double-Blind Study; Double-Blinded; Double-Masked Method; Double-Masked Study; Estrogens; Therapeutic Estrogen; Exhibits; Fright; Fear; Female; Galvanic Skin Response; Electrodermal Response; Psychogalvanic Reflex; Skin Electric Conductance; skin conductance; Goals; Health; Hormones; Endocrine Gland Secretion; Therapeutic Hormone; Menopause; Menstruation; Menses; menstrual period; monthly period; monthly periods; middle age; mid life; mid-life; middle aged; midlife; Neurosecretory Systems; Neuroendocrine; Neuroendocrine System; Night Sweating; Personal Satisfaction; well-being; wellbeing; Drug Kinetics; Pharmacokinetics; Phenotype; Placebos; Sham Treatment; sham therapy; Plants; Research Support; Risk; Sleep; Sleep disturbances; aberrant sleep; disrupted sleep; disturbed sleep; impaired sleep; irregular sleep; sleep disruption; sleep dysregulation; Technology; Time; Tissues; Body Tissues; Translating; Translations; translation; Uterus; womb; Woman; Wrist; daidzein; 4',7-Dihydroxyisoflavone; diadzein; equol; Genistein; Genestein; Genisteol; Prunetol; Phytoestrogens; Phyto-Estrogen; Measures; Women's Health; Female Health; Clinical; Phase; Physiologic; Physiological; Medical; Neurological; Neurologic; Post-Menopause; Post-menopausal Period; Postmenopausal Period; after menopause; following menopause; past menopause; post-menopausal; postmenopausal; postmenopausal status; Postmenopause; Menopausal Symptom; Endocrine Therapy; Hormonal Therapy; hormone therapy; estrogen hormone therapy; estrogen treatment; treated with estrogen; treatment with estrogen; Estrogen Therapy; Therapeutic; Metabolic; Inflammatory; Life; cognitive function; Frequencies; Severities; Endocrine; Estrogen Receptor beta; ERbeta; ERß; Estrogen Receptor ß; American; Cell Proliferation; Cell Growth in Number; Cell Multiplication; Cellular Proliferation; experience; Hot flushes; hot flash; Participant; Prevention strategy; Preventative strategy; Preventive strategy; Selective Estrogen Receptor Modulators; SERMs; reproductive; Intervention; Intervention Strategies; interventional strategy; Perimenopausal; menopause transition; peri-menopausal; peri-menopause; transition to menopause; transitional menopause; Perimenopause; reduce risk; reduce risks; reduce that risk; reduce the risk; reduce these risks; reduces risk; reduces the risk; reducing risk; reducing the risk; risk-reducing; Risk Reduction; preventing; prevent; Address; Symptoms; Age Years; Breast Cancer Risk Factor; breast cancer risk; Proliferating; Randomized; randomisation; randomization; randomly assigned; lifetime risk; life-time risk; Monitor; Mammary Gland Parenchyma; Breast Tissue; Mammary Gland Tissue; Development; developmental; open label; open label study; pre-clinical; preclinical; National Institute on Aging; National Institute of Aging; age dependent; age related; digital; determine efficacy; efficacy analysis; efficacy assessment; efficacy determination; efficacy examination; evaluate efficacy; examine efficacy; efficacy evaluation; aged; innovate; innovative; innovation; 3 years of age; age 3 years; three year old; three years of age; 3 year old; data acquisitions; data acquisition; Alzheimer risk factor; alzheimer risk; Alzheimer's disease risk; critical period; effective intervention; treatment strategy; effective treatment; effective therapy; bio-markers; biologic marker; biomarker; Biological Markers; Assessment instrument; Assessment tool; Formulation; brain health; Estrogenic Agents; Estrogenic Compounds; estrogenic; oral supplement; oral supplementation; co-morbid symptom; co-occuring symptom; comorbid symptom; concurrent symptom; cooccuring symptom; symptom association; symptom comorbidity; associated symptom; blood-based marker; blood-based biomarker; clinical development; wearable electronics; wearable system; wearable technology; wearable tool; wearables; wearable device; Alternative Health; sham group; placebo group; AD related dementia; ADRD; Alzheimer's and related dementias; Alzheimer's disease and related dementia; Alzheimer's disease and related disorders; Alzheimer's disease or a related dementia; Alzheimer's disease or a related disorder; Alzheimer's disease or related dementia; Alzheimer's disease related dementia; Alzheimer's biomarker; Alzheimer's disease biological marker; Alzheimer's biological marker; Alzheimer's disease biomarker; randomized placebo-controlled clinical trial; lipidomics; rational design; menopausal hormone therapy; menopausal hormone treatment; menopausal aging