SBIR-STTR Award

Transformable Theranostics for Imaging-Guided Interventions in Head and Neck Squamous Cell Carcinoma
Award last edited on: 2/17/2024

Sponsored Program
SBIR
Awarding Agency
NIH : NCI
Total Award Amount
$1,630,042
Award Phase
2
Solicitation Topic Code
395
Principal Investigator
Tzu-Yin Lin

Company Information

Theranostec Inc

9944 Nestling Circle
Elk Grove, CA 95757
   (530) 220-2322
   N/A
   N/A
Location: Single
Congr. District: 07
County: Sacramento

Phase I

Contract Number: 1R43CA240068-01A1
Start Date: 9/1/2019    Completed: 8/31/2021
Phase I year
2019
Phase I Amount
$300,000
Head and neck squamous cell carcinoma (HNSCC) is the seventh most common cancer worldwide. Patients with recurrent or metastatic HNSCC have a median overall survival of 10 months. Even with intensive surgery, radiotherapy and chemotherapy, the prognosis is still dismal. Completely removal (negative surgical margin) with surgery is the goal of the treatment, but it is difficult to achieve due to the infiltration of vital structures. Since positive surgery margin is associated with poor prognosis, there is a great need to develop novel treatments which could not only guide the surgery but also destroy the residual tumors while sparing important normal functions. Moreover, development of theranostic agents that can detect and eliminate early HNSCC lesions, particularly the aggressive sub-types, will have tremendous impact in many patients with HNSCC. We recently developed a set of highly innovative Transformable Nano-Theranostics (TNTs) that possess outstanding capability to circumvent the sequential biological barriers which have generally hindered drug delivery to tumors including oral squamous cell carcinoma (OSCC), the most common HNSCC worldwide. We have demonstrated that 1) the smart dual size/charge- transformation of TNTs in response to ubiquitous hallmarks of tumors (e.g. tumor acidosis induced acidic extracellular pH, pHe) could dramatically increase the tumor accumulation and penetration of TNTs in oral cancer tissue, and facilitate uptake in cancer cells; 2) TNTs enabled effective visualization of tumor, drug delivery and therapeutic effect by magnetic resonance imaging (MRI) and near infrared fluorescence imaging (NIRFI); 3) the synergistic trimodal therapy via TNTs achieved a 100% complete cure rate in orthotopic oral cancer mouse models. These highly encouraging data suggest that such nano-platform can be translated into early detection and elimination of HNSCC lesions, which are readily accessible to illumination with light. The overall goal of this Phase I SBIR proposal is to develop highly effective, non-toxic yet easy-to-make TNTs for precision image-guided intervention of HNSCC in preclinical animal models, providing validation regarding the feasibility for Phase II studies that will eventually lead to an IND filing to the FDA. We will integrate a series of ultrasensitive, pHe-cleavable crosslinkers on the surface of TNTs to further optimize their plasma stability, and their capability to effectively target tumor acidosis which would trigger the smart size/charge transformation to significantly improve imaging sensitivity and drug delivery efficiency. These strategies will ultimately enhance their capability to detect and eliminate early HNSCC lesions. Our long-term goal is to develop safe, highly efficacious and cost-effective theranostic agents for human HNSCC. The proposed transformable, tumor hallmark targeting yet easy-to- make nano-theranostic agents that are highly capable of overcoming the important barriers for drug delivery to HNSCC offer tremendous opportunities for precision image-guided intervention of HNSCC, therefore have great commercial potentials to lead to a marketable nanoformulation to improve the treatment of HNSCC.

Public Health Relevance Statement:
Narrative The proposed transformable Nano-Theranostics are expected to be highly useful for primary treatment (phototherapy) of early localized HNSCC lesions. For larger HNSCC that require surgical resection, it can be used as a theranostic agent for (i) delineation of tumor margin for image-guided surgery, (ii) intra-operative phototherapy to treat any residual diseases at the surgical margin and adjacent sites that are accessible to illumination intra-operatively, and (iii) systemic treatment of lesions that are not accessible to illumination if using full dose anti-cancer drug within the transformable nano-theranostics. This project will lead to lower mortality among patients with HNSCC and will have a tremendous impact on the quality of life of these patients.

Project Terms:
Acidosis; Acids; Alcohol consumption; ethanol use; ethanol product use; ethanol intake; ethanol ingestion; ethanol drinking; ethanol consumption; alcoholic drink intake; alcoholic beverage consumption; alcohol use; alcohol product use; alcohol intake; alcohol ingestion; EtOH use; EtOH drinking; Alcohol Drinking; Aminolevulinic Acid; d-Amino-Levulinic Acid; Delta-Aminolevulinic Acid; Amino-Levulinic Acid; 5-amino-4-oxo-pentanoic acid; 5-Aminolevulinic Acid; 5-Amino-4-oxopentanoic Acid; 5-ALA; Antineoplastic Agents; anticancer drug; anticancer agent; anti-cancer drug; Tumor-Specific Treatment Agents; Neoplastic Disease Chemotherapeutic Agents; Cancer Drug; Antineoplastics; Antineoplastic Drugs; Anti-Cancer Agents; Blood Circulation; Circulation; Bloodstream; Malignant Neoplasms; neoplasm/cancer; malignancy; Malignant Tumor; Cancers; Charge; Hydroxyldaunorubicin; Hydroxyl Daunorubicin; Doxorubicina; Adriamycine; 14-Hydroxydaunomycin; Doxorubicin; drug/agent; Pharmaceutic Preparations; Medication; Drugs; Pharmaceutical Preparations; Fluorescence; Goals; Modern Man; Human; immuno therapy; immune-based treatments; immune-based therapies; immune therapy; immune therapeutic strategy; immune therapeutic regimens; immune therapeutic interventions; immune therapeutic approach; immune drugs; Immunologically Directed Therapy; Immunotherapy; In Vitro; heavy metal lead; heavy metal Pb; Pb element; Lead; Photoradiation; Light; Illumination; Lighting; Zeugmatography; Nuclear Magnetic Resonance Imaging; NMR Tomography; NMR Imaging; Medical Imaging, Magnetic Resonance / Nuclear Magnetic Resonance; MRI; MR Tomography; MR Imaging; Magnetic Resonance Imaging; mortality; Patients; Permeability; Photosensitization; light treatment; Photoradiation Therapy; Light Therapy; Actinotherapy; Phototherapy; Reticuloendothelial System, Serum, Plasma; Plasma Serum; Blood Plasma; Plasma; Prognosis; outcome forecast; Publishing; QOL; Quality of life; treatment with radiation; radio-therapy; radiation treatment; Radiotherapy; Radiotherapeutics; Radiation therapy; Recurrent; Recurrence; Risk Factors; Sensitivity and Specificity; biological signal transduction; Signaling; Signal Transduction Systems; Intracellular Communication and Signaling; Cell Signaling; Cell Communication and Signaling; Signal Transduction; Body Tissues; Tissues; Translating; virus-induced disease; virus infection; viral infection; Viral Diseases; Virus Diseases; 2-deacetyl-2-vinylbacteriopheophorbide; pheophorbide a; Generations; Drug Delivery; Drug Delivery Systems; Epstein-Barr viral infections; EBV Infections; Epstein-Barr Virus Infections; malignant mouth neoplasm; oral cavity cancer; malignant mouth tumor; Oral Cancer; Mouth Cancer; Malignant Oral Neoplasm; Malignant Oral Cavity Tumor; Malignant Oral Cavity Neoplasm; malignant oropharynx neoplasm; malignant oropharynx tumor; Oropharynx Carcinoma; Oropharynx Cancer; Oropharyngeal Carcinoma; Oropharyngeal Cancer; Oropharnyx Cancers; Malignant Oropharyngeal Tumor; Malignant Oropharyngeal Neoplasm; Malignant neoplasm of nasopharynx; Nasopharynx Cancer; Nasopharyngeal Cancer; Malignant Tumor of the Nasopharynx; Malignant Nasopharyngeal Tumor; Malignant Nasopharyngeal Neoplasm; Photosensitizing Agents; Photosensitizers; Imagery; Visualization; improved; Site; Surface; Clinical; premature; prematurity; Penetration; Phase; Biological; Physiological; Physiologic; Series; Lesion; Surgical margins; Stimulus; uptake; Infiltration; Cleaved cell; cleaved; cancer cell; Malignant Cell; Human papilloma virus infection; Human papillomavirus infection; HPV infection; Nature; subcutaneous; Head and neck structure; Head and Neck; extracellular; Tobacco use; Tobacco Consumption; Operative Surgical Procedures; surgery; Surgical Procedure; Surgical Interventions; Surgical; Operative Procedures; Residual Tumors; residual disease; mouth squamous cell carcinoma; oral squamous carcinoma; oral squamous cancer; oral cavity SCC; mouth SCC; Oral squamous cell carcinoma; Oral Cavity Squamous Cell Carcinoma; Early Diagnosis; early detection; Animal Model; model organism; model of animal; Animal Models and Related Studies; Toxic effect; Toxicities; Structure; Therapeutic Index; novel; Modality; Excision; resection; Surgical Removal; Removal; Extirpation; Abscission; PUVA Photochemotherapy; neoplasm/cancer photoradiation therapy; Photodynamic Therapy; Photochemotherapy; PUVA; response; Image-Guided Surgery; surgical imaging; intraoperative imaging; intra-operative imaging; SCCHN; Head and Neck Carcinoma; HNSCC; Head and Neck Squamous Cell Carcinoma; Dose; Crosslinker; Data; Multimodal Imaging; multimodality imaging; multi-modality imaging; multi-modal imaging; Small Business Innovation Research Grant; Small Business Innovation Research; SBIR; Validation; Xenograft Model; Therapeutic Effect; Development; developmental; Image; imaging; pre-clinical; preclinical; nanoformulation; nano formulation; image guided intervention; image visualization; nanoparticle; nanosized particle; nano-sized particle; nano particle; Cancer cell line; cost effective; cancer type; innovation; innovative; innovate; chemotherapy; mouse model; murine model; tumor; FDA approved; phase 2 study; phase II study; theranostics; nanotheranostics; nano-theranostics; Near-infrared optical imaging; Near-infrared Fluorescence Imaging; NIR optical imaging; NIR imaging; clinical translation; image-guided drug delivery; anti-cancer; anticancer; photothermal therapy; nanotechnology platform; Nanotechnological platform; Nanoplatform; Nano-technology platform; Nano-technological platform; Nano platform

Phase II

Contract Number: 2R44CA240068-02
Start Date: 9/1/2019    Completed: 2/28/2025
Phase II year
2021
(last award dollars: 2023)
Phase II Amount
$1,330,042

The overall goal of this Phase II SBIR proposal is to translate our highly effective and non-toxic Transformable Nano-Theranostics (TNTs) into clinical trials for precision image-guided intervention of head and neck squamous cell carcinoma (HNSCC). HNSCC is the sixth most common cancer worldwide. There are around 550,000 new cases worldwide annually and 65,630 cases in the U.S. alone. The overall survival rate of HNSCC remains unchanged over the past 25 years. Tumor recurrence and metastasis are the leading causes of mortality. Patients with recurrent or metastatic HNSCC have a median overall survival of only 10 months. Even with intensive surgery, radiotherapy and chemotherapy, prognosis for these patients is still dismal. Complete surgical removal (with negative margins) is the goal of the treatment, but can be difficult to achieve due to the infiltration of vital structures. Since positive surgery margin is associated with poor prognosis, there is a great need to develop novel treatments which can not only guide surgery but also destroy any residual cancer while sparing critical organ structure and function. Moreover, development of theranostic agents that can detect and eliminate early HNSCC lesions, particularly aggressive sub-types, could have tremendous impact in survival and function for many patients. We recently developed a set of highly innovative TNTs that possess outstanding capability to circumvent the sequential biological barriers which have generally hindered drug delivery to tumors, including HNSCC. In our Phase I SBIR grant, we have optimized TNTs and demonstrated that 1) the smart dual size/charge- transformation of TNTs in response to ubiquitous hallmarks of tumors (e.g. tumor acidosis induced acidic extracellular pH, pHe) dramatically increased the tumor accumulation and penetration of TNTs in HNSCC tissue, and facilitated uptake in cancer cells; 2) TNTs enabled effective visualization of tumor, drug delivery and therapeutic effect by near infrared fluorescence imaging (NIRFI) and magnetic resonance imaging (MRI); 3) the synergistic trimodal therapy via TNTs achieved a 100% complete cure rate in orthotopic HNSCC mouse models. Those promising results built a solid foundation for us to move forward to the SBIR Phase II project, in which we plan to 1) synthesize large scale Good Manufactory Production (GMP) grade TNTs, 2) perform Investigation New Drug (IND) enabling pharmacology and toxicology studies in two species (dog and rodent), and 3) draft IND application and design a phase I first-in-human clinical trial for HNSCC patients to determine the dose for phase II. Our long-term goal is to develop safe, highly efficacious and cost-effective theranostic agents for human HNSCC. The successful completion of this research will make the proposed TNTs ready for clinical trials. The proposed transformable, tumor hallmark targeting yet easy-to-make nano-theranostic agents that are highly capable of overcoming the important barriers for drug delivery to HNSCC offer tremendous opportunities for precision image-guided intervention of HNSCC, therefore have great pharmacological, clinical and commercial potentials to lead to a marketable nano-formulation to improve the treatment of HNSCC.

Public Health Relevance Statement:
Narrative The proposed transformable Nano-Theranostics shows great promise to improve imaging sensitivity/specificity and drug delivery efficiency to HNSCC and are expected to be highly useful in precision image-guided treatment for effective detection and elimination of early localized HNSCC lesions. For larger HNSCC that require surgical resection, it can be used as a theranostic agent for (i) delineation of tumor margin for image-guided surgery, (ii) intra-operative phototherapy to treat any residual diseases at the surgical margin and adjacent sites that are accessible to illumination intra-operatively, and (iii) systemic treatment of lesions that are not accessible to illumination if using full dose anti-cancer drug within the transformable nano-theranostics. This project will significantly lower the mortality among patients with HNSCC and will have a tremendous impact on the quality of life of these patients.

Project Terms:
Acidosis; Acids; Alcohol consumption; Alcohol Drinking; EtOH drinking; EtOH use; alcohol ingestion; alcohol intake; alcohol product use; alcohol use; alcoholic beverage consumption; alcoholic drink intake; ethanol consumption; ethanol drinking; ethanol ingestion; ethanol intake; ethanol product use; ethanol use; Aminolevulinic Acid; 5-ALA; 5-Amino-4-oxopentanoic Acid; 5-Aminolevulinic Acid; 5-amino-4-oxo-pentanoic acid; Amino-Levulinic Acid; Delta-Aminolevulinic Acid; d-Amino-Levulinic Acid; Antineoplastic Agents; Anti-Cancer Agents; Antineoplastic Drugs; Antineoplastics; Cancer Drug; Neoplastic Disease Chemotherapeutic Agents; Tumor-Specific Treatment Agents; anti-cancer drug; anticancer agent; anticancer drug; Malignant neoplasm of urinary bladder; Bladder Cancer; Malignant Bladder Neoplasm; Malignant Tumor of the Bladder; Urinary Bladder Cancer; Urinary Bladder Malignant Tumor; Malignant Neoplasms; Cancers; Malignant Tumor; malignancy; neoplasm/cancer; Cell Line; CellLine; Strains Cell Lines; cultured cell line; Charge; Chemistry; Clinical Trials; Consultations; Disease; Disorder; Canis familiaris; Canine Species; Dogs; Dogs Mammals; canine; domestic dog; Doxorubicin; 14-Hydroxydaunomycin; Adriamycine; Doxorubicina; Hydroxyl Daunorubicin; Hydroxyldaunorubicin; Drug Compounding; Drug Preparation; Investigational Drugs; Investigational New Drugs; Foundations; Goals; Grant; Human; Modern Man; Immunotherapy; Immune mediated therapy; Immunologically Directed Therapy; immune therapeutic approach; immune therapeutic interventions; immune therapeutic regimens; immune therapeutic strategy; immune therapy; immune-based therapies; immune-based treatments; immuno therapy; In Vitro; Lead; Pb element; heavy metal Pb; heavy metal lead; Light; Photoradiation; Lighting; Illumination; Magnetic Resonance Imaging; MR Imaging; MR Tomography; MRI; Medical Imaging, Magnetic Resonance / Nuclear Magnetic Resonance; NMR Imaging; NMR Tomography; Nuclear Magnetic Resonance Imaging; Zeugmatography; mortality; Neoplasm Metastasis; Metastasis; Metastasize; Metastatic Lesion; Metastatic Mass; Metastatic Neoplasm; Metastatic Tumor; Secondary Neoplasm; Secondary Tumor; cancer metastasis; tumor cell metastasis; Patients; Pharmacology; Phototherapy; Actinotherapy; Light Therapy; Photoradiation Therapy; light treatment; Production; Publishing; Quality Control; Quality of life; QOL; Radiation therapy; Radiotherapeutics; Radiotherapy; radiation treatment; radio-therapy; treatment with radiation; Rattus; Common Rat Strains; Rat; Rats Mammals; Recurrence; Recurrent; Research; Risk Factors; Rodent; Rodentia; Rodents Mammals; Safety; Sensitivity and Specificity; Survival Rate; Tissues; Body Tissues; Translating; Translations; Virus Diseases; Viral Diseases; viral infection; virus infection; virus-induced disease; Work; pheophorbide a; 2-deacetyl-2-vinylbacteriopheophorbide; Generations; Drug Delivery Systems; Drug Delivery; Epstein-Barr Virus Infections; EBV Infections; Epstein-Barr viral infections; malignant oropharynx neoplasm; Malignant Oropharyngeal Neoplasm; Malignant Oropharyngeal Tumor; Oropharnyx Cancers; Oropharyngeal Cancer; Oropharyngeal Carcinoma; Oropharynx Cancer; Oropharynx Carcinoma; malignant oropharynx tumor; Malignant neoplasm of nasopharynx; Malignant Nasopharyngeal Neoplasm; Malignant Nasopharyngeal Tumor; Malignant Tumor of the Nasopharynx; Nasopharyngeal Cancer; Nasopharynx Cancer; Photosensitizing Agents; Photosensitizers; photosensitizer; Investigational New Drug Application; Organ; improved; Procedures; Site; Solid; Clinical; Penetration; Phase; Biological; Lesion; Surgical margins; Residual Cancers; uptake; Solid Neoplasm; Solid Tumor; Infiltration; Malignant Cell; cancer cell; HPV infection; Human papillomavirus infection; Human papilloma virus infection; Nature; Protocol; Protocols documentation; subdermal; subcutaneous; System; extracellular; Tobacco Consumption; tobacco product use; Tobacco use; Operative Procedures; Surgical; Surgical Interventions; Surgical Procedure; surgery; Operative Surgical Procedures; residual disease; Residual Tumors; early detection; Early Diagnosis; experience; monomer; Animal Models and Related Studies; model of animal; model organism; Animal Model; Structure; Pharmacology and Toxicology; novel; Abscission; Extirpation; Removal; Surgical Removal; resection; Excision; PUVA; Photochemotherapy; Photodynamic Therapy; neoplasm/cancer photoradiation therapy; PUVA Photochemotherapy; response; intra-operative imaging; intraoperative imaging; surgical imaging; Image-Guided Surgery; HNSCC; Head and Neck Carcinoma; SCCHN; head and neck squamous cell cancer; Head and Neck Squamous Cell Carcinoma; Dose; Data; Detection; Ph.D.; PhD; Doctor of Philosophy; multi-modal imaging; multi-modality imaging; multimodality imaging; Multimodal Imaging; Research Contracts; Comprehensive Cancer Center; Small Business Innovation Research Grant; SBIR; Small Business Innovation Research; Therapeutic Effect; Development; developmental; Immunomodulators; IMiD; Immune modulatory therapeutic; immune modulating agents; immune modulating drug; immune modulating therapeutics; immune modulators; immune modulatory agents; immune modulatory drugs; immunomodulating agents; immunomodulatory agents; immunomodulatory drugs; immunomodulatory therapeutics; Image; imaging; nanoformulation; nano formulation; image guided intervention; image visualization; design; designing; nanoparticle; nano particle; nano-sized particle; nanosized particle; cost effective; cancer type; innovation; innovate; innovative; bench to bedside; bench bed side; bench bedside; bench to bed side; bench to clinic; chemotherapy; mouse model; murine model; commercialization; tumor; FDA approved; large scale production; cGMP production; stability testing; theranostics; nanotheranostics; nano-theranostics; phase I trial; phase 1 trial; Near-infrared optical imaging; NIR imaging; NIR optical imaging; Near-infrared Fluorescence Imaging; near infrared imaging; image guided; image guidance; clinical translation; image-guided drug delivery; first-in-human; first in man; anti-cancer; anticancer; photothermal therapy; nanotechnology platform; Nano platform; Nano-technological platform; Nano-technology platform; Nanoplatform; Nanotechnological platform; Visualization; Prognosis